Senior Compliance Officer (m/w/d)

  • Location
    Frankfurt, Hessen
  • Contract Type
    Permanent
  • Posted
  • Start Date
    ASAP
  • Industry
    Banking and Financial Services
  • Salary
    EUR75000 - EUR100000 per annum
  • Expiry Date
    2024-05-01

Key Responsibilities:

  • Management of regulatory requirements in the area of managed investment funds
  • Ongoing advisory for business units on daily business and regulatory updates implementation
  • Ensuring that all external and internal requirements are adhered to entailing AIFMD, MiFiD, MAR.
  • Nice to have knowledge in WpHG, MaComp,
  • Creation and regular update of risk analysis and the associated risk profile
  • Identifying training needs and conducting necessary training
  • Regular reporting to senior management
  • Engagement in Compliance projects

What we expect:

  • Well-rounded, relevant professional experience of at least 3 years in this field
  • Sound understanding of the financial sector regulation
  • Knowledge of Financial Markets and related risks
  • Degree in economics, business administration, finance, law, or a related field
  • Excellent skills in English and German

What you can expect:

  • An internationa environment
  • An office with river view on the Main
  • An adequate salary with several interesting benefits
  • An organization dedicated to providing effective training and upskilling to its employees

The SR Group (UK) Limited is acting as an Employment Agency in relation to this vacancy.

Apply now



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