Senior Audit Manager
SR. AUDIT MANAGER
WHAT IS THE OPPORTUNITY?
Responsible for managing complex audits and supervising auditors assigned to the audit in one of the following areas: The bank’s financial and operational audits to assess the adequacy of the banks accounting and operating control environment. Wealth management and fiduciary audits in corporate, employee benefit, and personal trust relationships, propriety mutual funds, investment management, broker/dealer and security sales and trading activities. IT audits including network, databases, operating systems, information security applications, security administration and business continuity planning. Compliance audits assessing the bank’s compliance program to ensure processes are adequately designed and functioning effectively to meet regulatory requirements. Data Analytics supporting the continuous improvement of audit methodologies, audit approach and related practices with particular emphasis towards collaboration with key partners, leveraging the use of information analytics, business intelligence, data mining and other enabling approaches, technologies and tools.
What you will do
- Assists with the development of audit budget estimates for respective area of focus.
- Assists with the development of the annual risk assessment and audit plan
- Leads and performs continuous monitoring activities periodically for the area assigned
- Maintains ongoing relationships with management of auditable units
- Tracks and manages audit resources to meet the audit budget and audit plan mandates.
- Complies fully with all Bank policies and procedures as well as all regulatory requirements (e.g. Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.).
- Completes all required training.
- Acts as a role model/mentor to lower level Auditors
- Enhances and maintains morale of the audit staff
- Performs on-the-job training of lower level auditors
- Evaluates and provides performance feedback to lower level auditors
- Reviews work of others and provides technical training as necessary to enhance lower level auditors’ performance
- Participates in interviews and evaluations of new applicants.
- Keeps informed of new services, products and events that have a significant business and technology affect.
- Keeps abreast of changes in the business, regulatory, and accounting and control environments in which the bank operates, especially for audit areas assigned.
Must-Have*
- Bachelor’s Degree or equivalent
- Minimum of 7 years of audit experience
- CPA – Certified Public Accountant CPA, CIA, CISA, or CFA
Skills and Knowledge
- Must possess strong managerial, organizational, and verbal and written communication skills.
The SR Group (UK) Limited is acting as an Employment Agency in relation to this vacancy.
